Christopher Cox - PDFSEARCH.IO - Document Search Engine

Christopher Cox
Results: 488

#	Item
31	August 14, 2011 Via Electronic Mail Jean-Claude Trichet President European Central Bank Kaiserstrasse 29 Add to Reading List Source URL: www.managedfunds.org Language: English Short selling Financial regulation Stock market Hedge fund Short U.S. Securities and Exchange Commission Convertible bond Security Christopher Cox Financial economics Finance Investment
32	33rd ANNUAL SECURITIES AND EXCHANGE COMMISSION GOVERNMENT-BUSINESS FORUM ON SMALL BUSINESS CAPITAL FORMATION RECORD OF PROCEEDINGS Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-13 14:08:20 Securities and Exchange Commission Christopher Cox Corporate crime U.S. Securities and Exchange Commission Government
33	SEC-57 SYSTEM NAME: International Program Oversight Database (International – POD) SYSTEM LOCATION: Office of International Affairs, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-02 15:22:00 Security Self-regulatory organization Securities regulation in the United States Securities and Exchange Commission Financial system Government Financial economics United States corporate law Christopher Cox Financial regulation Corporate crime U.S. Securities and Exchange Commission
34	August 14, 2011 Via Electronic Mail Herman Van Rompuy President of the European Council European Council Rue de la Loi 175 Add to Reading List Source URL: www.managedfunds.org Language: English Short selling Financial regulation Stock market Hedge fund Short U.S. Securities and Exchange Commission Convertible bond Security Christopher Cox Financial economics Finance Investment
35	February 15, 2008 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.idc.org Language: English Financial services Securities Stock market Funds Prospectus Mutual fund Exchange-traded fund Christopher Cox Securities Act Financial economics Investment Finance
36	Microsoft Word[removed]doc Add to Reading List Source URL: www.idc.org Language: English United States securities law Financial services 76th United States Congress Institutional investors Investment Company Act U.S. Securities and Exchange Commission Christopher Cox Mutual fund Financial economics Investment Finance
37	Microsoft Word - Draft ICI Letter on IOSCO DEA Proposal - FINAL Add to Reading List Source URL: www.iciglobal.org Language: English Financial markets Financial regulation International Organization of Securities Commissions Institutional investors U.S. Securities and Exchange Commission Christopher Cox Drug Enforcement Administration Securities Exchange Act Exchange-traded fund Financial economics Investment Finance
38	March 23, 2012 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.idc.org Language: English Financial services Institutional investors Collective investment schemes Hedge fund U.S. Securities and Exchange Commission Mutual fund Prospectus Dodd–Frank Wall Street Reform and Consumer Protection Act Christopher Cox Financial economics Investment Finance
39	Microsoft Word - ICI Short Selling Letter Add to Reading List Source URL: www.iciglobal.org Language: English Financial markets Financial regulation Short selling Financial services Institutional investors Mutual fund Investment Company Institute Christopher Cox Short Financial economics Investment Finance
40	Microsoft Word - IDC Governance Letter FINAL.doc Add to Reading List Source URL: www.idc.org Language: English Private law Financial economics Management United States securities law Committees U.S. Securities and Exchange Commission Board of directors Christopher Cox Investment Company Act Business Corporations law Corporate governance